Used by capital markets firms
Capital Markets
Fund managers, stockbrokers, investment advisers and other capital markets firms have different obligations from banks. Regfyl is configured to your regulatory framework, not retrofitted from a banking template.
How capital markets firms use Regfyl
Investor onboarding
Individual investor onboarding with BVN/NIN verification, sanctions and PEP screening, and risk rating. Corporate investor onboarding with UBO discovery and director screening, in the same workflow.
Investment transaction monitoring
Large subscriptions, rapid redemptions and structuring around reporting thresholds are configured typologies, not generic templates. Behavioural AI flags anomalies against the investor's own activity baseline.
PEP & UBO management
Capital markets attract high-net-worth and politically exposed investors. PEP screening, an enhanced due diligence workflow and ongoing monitoring keep that exposure visible to compliance, not buried in a case file.
Multi-entity support
Investment management groups often operate a fund manager, a stockbroker and a trustee under one roof. Regfyl supports multiple entities under a single group configuration, with risk registers, board-level reporting and a compliance calendar shared across all of them.
Used by capital markets firms
We'll walk through the platform with your entity type in scope and your regulatory obligations mapped.